Enum: RegulatoryRegimeEnum

Values to specify the regulatory regimes.

URI: common_domain_model:RegulatoryRegimeEnum

Permissible Values

Value	Meaning	Description
AustraliaMarginRules	None	Australian Prudential Standard CPS 226 Margining and risk mitigation for non-...
CanadaMarginRules	None	Guideline E-22, Margin Requirements for Non-Centrally Cleared Derivatives iss...
CFTC_MarginRules	None	Margin requirements adopted by the U
EMIR_MarginRules	None	Regulation (EU) No 648/2012 of the European Parliament and of the Council of ...
HongKongMarginRules	None	Chapter CR-G-14 'Non-centrally Cleared OTC Derivatives Transactions Margin a...
JapanMarginRules	None	Margin rules adopted by the Financial Services Agency of Japan pursuant to Ar...
US_PrudentialMarginRules	None	Margin requirements adopted by a 'prudential regulator' (as defined in CEA 1...
SEC_MarginRules	None	Margin requirements adopted by the U
SingaporeMarginRules	None	Guidelines on Margin Requirements for Non-centrally Cleared OTC Derivatives C...
SwitzerlandMarginRules	None	Margin rules adopted by the Swiss Federal Council pursuant to Article 110-111...
BrazilMarginRules	None	The Central Bank of Brazil margin requirements adopted pursuant to Resolution...
UnitedKingdomMarginRules	None	EMIR (including, for the avoidance of doubt, the EMIR RTS) as it forms part o...
SouthAfricaMarginRules	None	the requirements contained in Joint Standard 2 of 2020 made in terms of the S...
SouthKoreaMarginRules	None	Margin requirements adopted by the Korean Financial Services Commission and F...
HongKongSFCMarginRules	None	Part III of Schedule 10 to Code of Conduct for Persons Licensed by or Registe...

Slots

Name	Description
regime	The applicable regulatory regime, as specified through an enumeration

Notes

ISDA CSA_IM_2016 paragraph "13 General Principles" name "Regime"
ISDA CSA_IM_2018 paragraph "13 General Principles" name "Regime"

Identifier and Mapping Information

Schema Source

from schema: https://w3id.org/lmodel/common-domain-model

LinkML Source

name: RegulatoryRegimeEnum
description: Values to specify the regulatory regimes.
notes:
- ISDA CSA_IM_2016 paragraph "13 General Principles" name "Regime"
- ISDA CSA_IM_2018 paragraph "13 General Principles" name "Regime"
from_schema: https://w3id.org/lmodel/common-domain-model
rank: 1000
permissible_values:
  AustraliaMarginRules:
    text: AustraliaMarginRules
    description: Australian Prudential Standard CPS 226 Margining and risk mitigation
      for non-centrally cleared derivatives.
    aliases:
    - Australia
  CanadaMarginRules:
    text: CanadaMarginRules
    description: Guideline E-22, Margin Requirements for Non-Centrally Cleared Derivatives
      issued by the Canadian Office of the Superintendent of Financial Institutions
      in February 2016.
    aliases:
    - Canada
  CFTC_MarginRules:
    text: CFTC_MarginRules
    description: Margin requirements adopted by the U.S. Commodity Futures Trading
      Commission pursuant to CEA  4s(e).
    aliases:
    - CFTC
  EMIR_MarginRules:
    text: EMIR_MarginRules
    description: Regulation (EU) No 648/2012 of the European Parliament and of the
      Council of 4 July 2012 on OTC derivatives, central counterparties and trade
      repositories (including the EMIR RTS, which means the published regulatory technical
      standards on risk-mitigation techniques for OTC-derivative contracts not cleared
      by a CCP under Article 11(15) of EMIR).
    aliases:
    - EMIR
  HongKongMarginRules:
    text: HongKongMarginRules
    description: Chapter CR-G-14 'Non-centrally Cleared OTC Derivatives Transactions  Margin
      and Other Risk Mitigation Standards' in the Banking Supervisory Policy Manual
      issued by the Hong Kong Monetary Authority.
    aliases:
    - Hong Kong
  JapanMarginRules:
    text: JapanMarginRules
    description: Margin rules adopted by the Financial Services Agency of Japan pursuant
      to Article 40, Item 2 of the Financial Instruments and Exchange Act (kinyuu
      shouhin torihiki hou) (Act No. 25 of 1948) and by the Ministry of Agriculture,
      Forestry and Fisheries and the Ministry of Economy, Trade and Industry pursuant
      to the Commodity Derivatives Act (shouhin sakimono torihiki hou) (Act No. 239
      of 1950) (including their subordinated regulations and the related supervisory
      guidelines).
    aliases:
    - Japan
  US_PrudentialMarginRules:
    text: US_PrudentialMarginRules
    description: Margin requirements adopted by a 'prudential regulator' (as defined
      in CEA  1a(39)) pursuant to CEA  4s(e) and Exchange Act  15F(e).
    aliases:
    - Prudential
  SEC_MarginRules:
    text: SEC_MarginRules
    description: Margin requirements adopted by the U.S. Securities and Exchange Commission
      pursuant to Exchange Act  15F(e).
    aliases:
    - SEC
  SingaporeMarginRules:
    text: SingaporeMarginRules
    description: Guidelines on Margin Requirements for Non-centrally Cleared OTC Derivatives
      Contracts issued by the Monetary Authority of Singapore (MAS) pursuant to section
      321 of the Securities and Futures Act, Chapter 289 of Singapore.
    aliases:
    - Singapore
  SwitzerlandMarginRules:
    text: SwitzerlandMarginRules
    description: Margin rules adopted by the Swiss Federal Council pursuant to Article
      110-111 of the Financial Market Infrastructure Act as well as Articles 100 to
      107 and Annexes 3 to 5 of the Financial Market Infrastructure Ordinance.
    aliases:
    - Switzerland
  BrazilMarginRules:
    text: BrazilMarginRules
    description: The Central Bank of Brazil margin requirements adopted pursuant to
      Resolution no. 4,662, of 25 May 2018, enacted by the National Monetary Council.
    aliases:
    - Brazil
  UnitedKingdomMarginRules:
    text: UnitedKingdomMarginRules
    description: EMIR (including, for the avoidance of doubt, the EMIR RTS) as it
      forms part of UK domestic law by virtue of section 3 of the European Union (Withdrawal)
      Act 2018 (as amended) (the EUWA) (including any amendments made to such legislation
      when it is brought into UK domestic law pursuant to section 8 of the EUWA or
      any regulations made thereunder), and which, for the avoidance of doubt, shall
      be subject to the interpretation provision in Paragraph [11(g)].3.
    aliases:
    - United Kingdom
  SouthAfricaMarginRules:
    text: SouthAfricaMarginRules
    description: the requirements contained in Joint Standard 2 of 2020 made in terms
      of the South African Financial Sector Regulation Act, 2017.
    aliases:
    - South Africa
  SouthKoreaMarginRules:
    text: SouthKoreaMarginRules
    description: Margin requirements adopted by the Korean Financial Services Commission
      and Financial Supervisory Service pursuant to the Guidelines on Margin Requirements
      for Non-Centrally Cleared OTC Derivatives Transactions, which are expected to
      be incorporated into the Financial Investment Services and Capital Markets Act.
    aliases:
    - South Korea
  HongKongSFCMarginRules:
    text: HongKongSFCMarginRules
    description: Part III of Schedule 10 to Code of Conduct for Persons Licensed by
      or Registered with the Securities and Futures Commission of Hong Kong.
    aliases:
    - Hong Kong SFC