Enum: PartyRoleEnum
The enumerated values for the party role. The enumerated values go beyond the FpML partyRoleScheme as they also include elements that are part of the FpML Trade, such as the Barrier Determination Agent and the Hedging Party.
URI: common_domain_model:PartyRoleEnum
Permissible Values
| Value | Meaning | Description |
|---|---|---|
| Accountant | http://www.fpml.org/coding-scheme/party-role-4-0#Accountant | Organization responsible for preparing the accounting for the trade |
| AgentLender | None | An agent who lends securities of its principals under stock lending arrangeme... |
| AllocationAgent | http://www.fpml.org/coding-scheme/party-role-4-0#AllocationAgent | The organization responsible for supplying the allocations for a trade to be ... |
| ArrangingBroker | http://www.fpml.org/coding-scheme/party-role-4-0#ArrangingBroker | The organization that arranged the trade, i |
| BarrierDeterminationAgent | None | The party specified in the related confirmation as Barrier Determination Agen... |
| BeneficialOwner | None | The party that lends out securities under stock lending arrangements via an A... |
| Beneficiary | http://www.fpml.org/coding-scheme/party-role-4-0#Beneficiary | Organization that suffers the economic benefit of the trade |
| BookingParty | http://www.fpml.org/coding-scheme/party-role-4-0#BookingParty | The entity for which the organization supporting the trade's processing has b... |
| Borrower | None | The party that borrows securities under stock lending arrangements |
| Buyer | http://www.fpml.org/coding-scheme/party-role-4-0#Buyer | Acquirer of the legal title to the financial instrument |
| BuyerDecisionMaker | http://www.fpml.org/coding-scheme/party-role-4-0#BuyerDecisionMaker | The party or person who, having legal authority to act on behalf of the trade... |
| Chargor | None | The party that provides credit support under English Law |
| ClearingClient | http://www.fpml.org/coding-scheme/party-role-4-0#ClearingClient | An organization that clears trades through a clearing house, via a clearing b... |
| ClearingExceptionParty | http://www.fpml.org/coding-scheme/party-role-4-0#ClearingExceptionParty | A party to the trade that claims a clearing exception, such as an end-user ex... |
| ClearingFirm | http://www.fpml.org/coding-scheme/party-role-4-0#ClearingFirm | Organization that submits the trade to a clearing house on behalf of the prin... |
| ClearingOrganization | http://www.fpml.org/coding-scheme/party-role-4-0#ClearingOrganization | The organization that acts as a central counterparty to clear a derivatives c... |
| Client | http://www.fpml.org/coding-scheme/party-role-4-0#Client | Client as defined under ESMA MIFIR |
| ClientDecisionMaker | http://www.fpml.org/coding-scheme/party-role-4-0#ClientDecisionMaker | The party or person who, having legal authority to act on behalf of a trade c... |
| ConfirmationPlatform | http://www.fpml.org/coding-scheme/party-role-4-0#ConfirmationPlatform | Organization serving as a financial intermediary for the purposes of electron... |
| ContractualParty | http://www.fpml.org/coding-scheme/party-role-4-0#ContractualParty | A party to a contractual document |
| CounterPartyAffiliate | http://www.fpml.org/coding-scheme/party-role-4-0#CounterPartyAffiliate | Organization officially attached to the counterparty |
| CounterPartyUltimateParent | http://www.fpml.org/coding-scheme/party-role-4-0#CounterPartyUltimateParent | The topmost entity or organization, within the corporate hierarchy, responsib... |
| Counterparty | http://www.fpml.org/coding-scheme/party-role-4-0#Counterparty | An economic counterparty to the trade |
| CreditSupportProvider | http://www.fpml.org/coding-scheme/party-role-4-0#CreditSupportProvider | Organization that enhances the credit of another organization (similar to gua... |
| Custodian | http://www.fpml.org/coding-scheme/party-role-4-0#Custodian | Organization that maintains custody of the asset represented by the trade on ... |
| DataSubmitter | http://www.fpml.org/coding-scheme/party-role-4-0#DataSubmitter | Entity submitting the transaction report to the competent authority |
| DeterminingParty | None | The party referenced is specified in the contract confirmation as Determinati... |
| DisputingParty | http://www.fpml.org/coding-scheme/party-role-4-0#DisputingParty | Organization that is disputing the trade or transaction |
| DocumentRepository | http://www.fpml.org/coding-scheme/party-role-4-0#DocumentRepository | A marketplace organization which purpose is to maintain document records |
| ExecutingBroker | http://www.fpml.org/coding-scheme/party-role-4-0#ExecutingBroker | The (generally sell-side) organization that executed the trade; the price-mak... |
| ExecutingEntity | http://www.fpml.org/coding-scheme/party-role-4-0#ExecutingEntity | Entity executing the transaction |
| ExecutionAgent | http://www.fpml.org/coding-scheme/party-role-4-0#ExecutionAgent | The (generally buy-side) organization that acts to execute trades on behalf o... |
| ExecutionFacility | http://www.fpml.org/coding-scheme/party-role-4-0#ExecutionFacility | The facility, exchange, or market where the trade was executed |
| Guarantor | http://www.fpml.org/coding-scheme/party-role-4-0#Guarantor | Organization that backs (guarantees) the credit risk of the trade |
| HedgingParty | None | The ISDA Hedging Party that is specified in the related confirmation as Hedgi... |
| Lender | None | The party that lends out securities under stock lending arrangements as princ... |
| MarginAffiliate | None | Margin affiliate as defined by U |
| OrderTransmitter | http://www.fpml.org/coding-scheme/party-role-4-0#OrderTransmitter | The entity transmitting the order to the reporting firm |
| Pledgor | None | The party that provides credit support under New York Law |
| PrimeBroker | http://www.fpml.org/coding-scheme/party-role-4-0#PrimeBroker | The organization that takes on or took on the credit risk for this trade by s... |
| PriorTradeRepository | http://www.fpml.org/coding-scheme/party-role-4-0#PriorTradeRepository | The trade repository at which the trade was reported previous to the current ... |
| PTRRServiceProvider | None | The party that acts as either a portfolio compression or portfolio rebalancin... |
| PublicationVenue | http://www.fpml.org/coding-scheme/party-role-4-0#PublicationVenue | The reporting service (whether trade repository, market data service, or exch... |
| ReportingParty | http://www.fpml.org/coding-scheme/party-role-4-0#ReportingParty | The party with the regulatory responsibility to report this trade |
| ReportingPartyAffiliate | http://www.fpml.org/coding-scheme/party-role-4-0#ReportingPartyAffiliate | Organization officially attached to the reporting party e |
| ReportingPartyUltimateParent | http://www.fpml.org/coding-scheme/party-role-4-0#ReportingPartyUltimateParent | The topmost entity or organization, within the corporate hierarchy, responsib... |
| Seller | http://www.fpml.org/coding-scheme/party-role-4-0#Seller | A counterparty in a trade, which performs in one of the following capacities:... |
| SellerDecisionMaker | http://www.fpml.org/coding-scheme/party-role-4-0#SellerDecisionMaker | The party or person who, having legal authority to act on behalf of the trade... |
| SecuredParty | None | The party that receives credit support under New York or English Law |
| SettlementAgent | http://www.fpml.org/coding-scheme/party-role-4-0#SettlementAgent | The organization that makes or receives payments on behalf of the given princ... |
| TradeRepository | http://www.fpml.org/coding-scheme/party-role-4-0#TradeRepository | An organization that maintains records of the trade for regulatory reporting ... |
| TradeSource | http://www.fpml.org/coding-scheme/party-role-4-0#TradeSource | The organization that originally supplied the record of the trade |
| TradingManager | http://www.fpml.org/coding-scheme/party-role-4-0#TradingManager | The entity responsible for managing the assets/investments of this party |
| TradingPartner | http://www.fpml.org/coding-scheme/party-role-4-0#TradingPartner | An entity with which this party trades from time to time, ie |
| TripartyAgent | None | A third party entity that acts as an intermediary and provides automated clea... |
| ThirdPartyCustodian | None | A third-party providing custody, settlement, segregation and reporting servic... |
Slots
| Name | Description |
|---|---|
| role | The category of the relationship |
| role | The party role |
| otherParty | Optional party |
| otherParty | Optional party |
Identifier and Mapping Information
Schema Source
- from schema: https://w3id.org/lmodel/common-domain-model
LinkML Source
name: PartyRoleEnum
description: The enumerated values for the party role. The enumerated values go beyond
the FpML partyRoleScheme as they also include elements that are part of the FpML
Trade, such as the Barrier Determination Agent and the Hedging Party.
from_schema: https://w3id.org/lmodel/common-domain-model
exact_mappings:
- http://www.fpml.org/coding-scheme/party-role
related_mappings:
- oscal:Role
rank: 1000
permissible_values:
Accountant:
text: Accountant
description: Organization responsible for preparing the accounting for the trade.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#Accountant
AgentLender:
text: AgentLender
description: An agent who lends securities of its principals under stock lending
arrangements.
AllocationAgent:
text: AllocationAgent
description: The organization responsible for supplying the allocations for a
trade to be allocated to multiple accounts/organizations.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#AllocationAgent
ArrangingBroker:
text: ArrangingBroker
description: 'The organization that arranged the trade, i.e. brought together
the counterparties. Synonyms/Alternatives: Inter-dealer broker, agent.'
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#ArrangingBroker
BarrierDeterminationAgent:
text: BarrierDeterminationAgent
description: The party specified in the related confirmation as Barrier Determination
Agent.
BeneficialOwner:
text: BeneficialOwner
description: The party that lends out securities under stock lending arrangements
via an Agent Lender.
Beneficiary:
text: Beneficiary
description: Organization that suffers the economic benefit of the trade. The
beneficiary may be distinct from the principal/counterparty - an example occurs
when a hedge fund trades via a prime broker; in this case the principal is the
prime broker, but the beneficiary is the hedge fund. This can be represented
as a payer/receiver account in the name of the hedge fund, but it is also possible
to add the party role of 'Beneficiary' at the partyTradeInformation level.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#Beneficiary
BookingParty:
text: BookingParty
description: The entity for which the organization supporting the trade's processing
has booked/recorded the trade. This is used in non-reporting workflows situations
in which the trade doesn\'t need to be reported but a firm still wants to specify
their own side.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#BookingParty
Borrower:
text: Borrower
description: The party that borrows securities under stock lending arrangements.
Buyer:
text: Buyer
description: Acquirer of the legal title to the financial instrument. In the case
of an option, the buyer is the holder of the option. In the case of a swap or
forward, the buyer will be determined by industry best practice. This does
not refer to an investor or investment manager or other organization on what
is typically called the 'Buy side'; for that, see the 'Client' role. Corresponds
to 'Buyer' as defined in certain regulations such as ESMA MiFID II/MIFIR RTS
22 field 9.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#Buyer
BuyerDecisionMaker:
text: BuyerDecisionMaker
description: The party or person who, having legal authority to act on behalf
of the trade counterparty acting as Buyer as defined in this coding scheme,
made the decision to acquire the financial instrument. Corresponds to 'buyer
decision maker' as defined in ESMA\'s MIFIR RTS 23 report. This does not refer
to the decision maker for what is traditionally called the 'Buy side'; for that,
see the 'Client Decision Maker' role.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#BuyerDecisionMaker
Chargor:
text: Chargor
description: The party that provides credit support under English Law.
ClearingClient:
text: ClearingClient
description: An organization that clears trades through a clearing house, via
a clearing broker (member of the clearing house) who acts as an agent on its
behalf. The term 'client' refers to the organization\'s role in the clearing
process in relation to its clearing broker, and not whether it is a price maker
or taker in the execution process.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#ClearingClient
ClearingExceptionParty:
text: ClearingExceptionParty
description: A party to the trade that claims a clearing exception, such as an
end-user exception under Dodd-Frank Act provisions.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#ClearingExceptionParty
ClearingFirm:
text: ClearingFirm
description: 'Organization that submits the trade to a clearing house on behalf
of the principal. Synonyms/alternates: Futures Commission Merchant (FCM), Clearing
Broker, Clearing Member Firm. Some implementations use ''Clearing Broker'' as
synonym.'
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#ClearingFirm
ClearingOrganization:
text: ClearingOrganization
description: The organization that acts as a central counterparty to clear a derivatives
contract. This is used to represent the role of Central Counterparties (CCPs)
or Derivative Clearing Organizations (DCOs). Sometimes called 'ClearingService'.
Some implementations also use the term 'Clearer'.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#ClearingOrganization
Client:
text: Client
description: Client as defined under ESMA MIFIR. This is generally the investor
or other client of an investment firm, and is synonymous with the Beneficiary
in many circumstances.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#Client
ClientDecisionMaker:
text: ClientDecisionMaker
description: The party or person who, having legal authority to act on behalf
of a trade counterparty, made the decision to acquire or sell the financial
instrument.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#ClientDecisionMaker
ConfirmationPlatform:
text: ConfirmationPlatform
description: Organization serving as a financial intermediary for the purposes
of electronic confirmation or providing services for post-processing of transactional
data.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#ConfirmationPlatform
ContractualParty:
text: ContractualParty
description: A party to a contractual document. If the intended usage relates
to the context of the trade lifecycle, more specific annotations have been defined
which might be more appropriate.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#ContractualParty
CounterPartyAffiliate:
text: CounterPartyAffiliate
description: Organization officially attached to the counterparty. e.g. partner,
branch, subsidiary.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#CounterPartyAffiliate
CounterPartyUltimateParent:
text: CounterPartyUltimateParent
description: The topmost entity or organization, within the corporate hierarchy,
responsible for the reporting party.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#CounterPartyUltimateParent
Counterparty:
text: Counterparty
description: 'An economic counterparty to the trade. Synonym: principal.'
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#Counterparty
CreditSupportProvider:
text: CreditSupportProvider
description: Organization that enhances the credit of another organization (similar
to guarantor, but may not fully guarantee the obligation).
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#CreditSupportProvider
Custodian:
text: Custodian
description: Organization that maintains custody of the asset represented by the
trade on behalf of the owner/principal.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#Custodian
DataSubmitter:
text: DataSubmitter
description: Entity submitting the transaction report to the competent authority.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#DataSubmitter
DeterminingParty:
text: DeterminingParty
description: The party referenced is specified in the contract confirmation as
Determination Party.
DisputingParty:
text: DisputingParty
description: Organization that is disputing the trade or transaction.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#DisputingParty
DocumentRepository:
text: DocumentRepository
description: A marketplace organization which purpose is to maintain document
records. If the intended usage relates to the context of the trade lifecycle,
more specific annotations have been defined which might be more appropriate.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#DocumentRepository
ExecutingBroker:
text: ExecutingBroker
description: The (generally sell-side) organization that executed the trade; the
price-making party.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#ExecutingBroker
ExecutingEntity:
text: ExecutingEntity
description: Entity executing the transaction. If the transaction is executed
directly by the reporting party, it will be the reporting party. If it is executed
by an execution agent or an affiliated party on behalf of the reporting party,
it will be that affiliate or agent.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#ExecutingEntity
ExecutionAgent:
text: ExecutionAgent
description: The (generally buy-side) organization that acts to execute trades
on behalf of an investor. Typically this is an investment manager or asset manager,
and also makes the investment decisions for the investor. If required, a separate
InvestmentDecision role can be specified to distinguish that the party making
the investment decision is different.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#ExecutionAgent
ExecutionFacility:
text: ExecutionFacility
description: 'The facility, exchange, or market where the trade was executed.
Synonym: Swap Execution Facility, Designated Contract Market, Execution Venue.'
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#ExecutionFacility
Guarantor:
text: Guarantor
description: Organization that backs (guarantees) the credit risk of the trade.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#Guarantor
HedgingParty:
text: HedgingParty
description: The ISDA Hedging Party that is specified in the related confirmation
as Hedging, or if no Hedging Party is specified, either party to the contract.
Lender:
text: Lender
description: The party that lends out securities under stock lending arrangements
as principal.
MarginAffiliate:
text: MarginAffiliate
description: Margin affiliate as defined by U.S. margin and capital rules ยง23.151.
OrderTransmitter:
text: OrderTransmitter
description: 'The entity transmitting the order to the reporting firm. Synonym:
Transmitting Firm.'
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#OrderTransmitter
Pledgor:
text: Pledgor
description: The party that provides credit support under New York Law.
PrimeBroker:
text: PrimeBroker
description: The organization that takes on or took on the credit risk for this
trade by stepping in between the two economic parties (without a central counterparty
clearing mechanism).
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#PrimeBroker
PriorTradeRepository:
text: PriorTradeRepository
description: The trade repository at which the trade was reported previous to
the current trade repository.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#PriorTradeRepository
PTRRServiceProvider:
text: PTRRServiceProvider
description: The party that acts as either a portfolio compression or portfolio
rebalancing service provider, as defined under ESMA MIFIR
PublicationVenue:
text: PublicationVenue
description: The reporting service (whether trade repository, market data service,
or exchange/facility/venue data distribution service) that published the report
of this trade.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#PublicationVenue
ReportingParty:
text: ReportingParty
description: The party with the regulatory responsibility to report this trade.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#ReportingParty
ReportingPartyAffiliate:
text: ReportingPartyAffiliate
description: Organization officially attached to the reporting party e.g. partner,
branch, subsidiary.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#ReportingPartyAffiliate
ReportingPartyUltimateParent:
text: ReportingPartyUltimateParent
description: The topmost entity or organization, within the corporate hierarchy,
responsible for the reporting party.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#ReportingPartyUltimateParent
Seller:
text: Seller
description: 'A counterparty in a trade, which performs in one of the following
capacities: 1) it transfers or agrees to transfer in the future an instrument
or title to that instrument in exchange for payment, 2) it writes a derivatives
instrument such as an option or a swap in which it provides risk protection
to the buyer. This does not refer to the broker/dealer or other organization
on what is typically called the ''Sell side''; for that, see the ''Executing
Broker'' role. Corresponds to ''Seller'' as defined in certain regulations such
as ESMA MiFID II/MIFIR RTS 22 field 16.'
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#Seller
SellerDecisionMaker:
text: SellerDecisionMaker
description: The party or person who, having legal authority to act on behalf
of the trade counterparty acting as Seller as defined in this coding scheme,
made the decision to sell the financial instrument. Corresponds to 'seller decision
maker' as defined in ESMA\'s MIFIR RTS 23 report. This does not refer to the
decision maker for what is traditionally called the 'Sell side'; for that, see
the 'Trader' person role.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#SellerDecisionMaker
SecuredParty:
text: SecuredParty
description: The party that receives credit support under New York or English
Law.
SettlementAgent:
text: SettlementAgent
description: The organization that makes or receives payments on behalf of the
given principal party.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#SettlementAgent
TradeRepository:
text: TradeRepository
description: An organization that maintains records of the trade for regulatory
reporting purposes.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#TradeRepository
TradeSource:
text: TradeSource
description: The organization that originally supplied the record of the trade.
In the context of regulatory reporting, it is the submitter of the trade record
to a regulator or TR.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#TradeSource
TradingManager:
text: TradingManager
description: 'The entity responsible for managing the assets/investments of this
party. Synonym: Asset Manager, Investment Manager, Trading Advisory.'
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#TradingManager
TradingPartner:
text: TradingPartner
description: An entity with which this party trades from time to time, ie. with
which it acts as a counterparty on some transactions. This role is used for
static reference data, not individual transactions.
meaning: http://www.fpml.org/coding-scheme/party-role-4-0#TradingPartner
TripartyAgent:
text: TripartyAgent
description: A third party entity that acts as an intermediary and provides automated
clearing, settlement, allocation, valuation and reporting services.
ThirdPartyCustodian:
text: ThirdPartyCustodian
description: A third-party providing custody, settlement, segregation and reporting
services.