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common-domain-model

Enum: RegulatoryRegimeEnum

Values to specify the regulatory regimes.

URI: common_domain_model:RegulatoryRegimeEnum

Permissible Values

Section titled “Permissible Values”
Value Meaning Description
Australia None Australian Prudential Standard CPS 226 Margining and risk mitigation for non-…
Canada None Guideline E-22, Margin Requirements for Non-Centrally Cleared Derivatives iss…
CFTC None Margin requirements adopted by the U
EMIR None Regulation (EU) No 648/2012 of the European Parliament and of the Council of …
Hong Kong None Chapter CR-G-14 ’Non-centrally Cleared OTC Derivatives Transactions Margin an…
Japan None Margin rules adopted by the Financial Services Agency of Japan pursuant to Ar…
Prudential None Margin requirements adopted by a ‘prudential regulator’ (as defined in CEA 1a…
SEC None Margin requirements adopted by the U
Singapore None Guidelines on Margin Requirements for Non-centrally Cleared OTC Derivatives C…
Switzerland None Margin rules adopted by the Swiss Federal Council pursuant to Article 110-111…
Brazil None The Central Bank of Brazil margin requirements adopted pursuant to Resolution…
United Kingdom None EMIR (including, for the avoidance of doubt, the EMIR RTS) as it forms part o…
South Africa None the requirements contained in Joint Standard 2 of 2020 made in terms of the S…
South Korea None Margin requirements adopted by the Korean Financial Services Commission and F…
Hong Kong SFC None Part III of Schedule 10 to Code of Conduct for Persons Licensed by or Registe…

Slots

Section titled “Slots”
Name Description
regime The applicable regulatory regime, as specified through an enumeration

Identifier and Mapping Information

Section titled “Identifier and Mapping Information”

Annotations

Section titled “Annotations”
property value
doc_reference ISDA CSA_IM_2016 paragraph 13 General Principles name Regime

Schema Source

Section titled “Schema Source”

LinkML Source

Section titled “LinkML Source”
name: RegulatoryRegimeEnum
annotations:
  doc_reference:
    tag: doc_reference
    value: ISDA CSA_IM_2016 paragraph 13 General Principles name Regime | ISDA CSA_IM_2018
      paragraph 13 General Principles name Regime
description: Values to specify the regulatory regimes.
from_schema: https://w3id.org/lmodel/common-domain-model
rank: 1000
permissible_values:
  Australia:
    text: Australia
    description: Australian Prudential Standard CPS 226 Margining and risk mitigation
      for non-centrally cleared derivatives.
    aliases:
    - AustraliaMarginRules
  Canada:
    text: Canada
    description: Guideline E-22, Margin Requirements for Non-Centrally Cleared Derivatives
      issued by the Canadian Office of the Superintendent of Financial Institutions
      in February 2016.
    aliases:
    - CanadaMarginRules
  CFTC:
    text: CFTC
    description: Margin requirements adopted by the U.S. Commodity Futures Trading
      Commission pursuant to CEA 4s(e).
    aliases:
    - CFTC_MarginRules
  EMIR:
    text: EMIR
    description: Regulation (EU) No 648/2012 of the European Parliament and of the
      Council of 4 July 2012 on OTC derivatives, central counterparties and trade
      repositories (including the EMIR RTS, which means the published regulatory technical
      standards on risk-mitigation techniques for OTC-derivative contracts not cleared
      by a CCP under Article 11(15) of EMIR).
    aliases:
    - EMIR_MarginRules
  Hong Kong:
    text: Hong Kong
    description: Chapter CR-G-14 'Non-centrally Cleared OTC Derivatives Transactions
      Margin and Other Risk Mitigation Standards' in the Banking Supervisory Policy
      Manual issued by the Hong Kong Monetary Authority.
    aliases:
    - HongKongMarginRules
  Japan:
    text: Japan
    description: Margin rules adopted by the Financial Services Agency of Japan pursuant
      to Article 40, Item 2 of the Financial Instruments and Exchange Act (kinyuu
      shouhin torihiki hou) (Act No. 25 of 1948) and by the Ministry of Agriculture,
      Forestry and Fisheries and the Ministry of Economy, Trade and Industry pursuant
      to the Commodity Derivatives Act (shouhin sakimono torihiki hou) (Act No. 239
      of 1950) (including their subordinated regulations and the related supervisory
      guidelines).
    aliases:
    - JapanMarginRules
  Prudential:
    text: Prudential
    description: Margin requirements adopted by a 'prudential regulator' (as defined
      in CEA 1a(39)) pursuant to CEA 4s(e) and Exchange Act 15F(e).
    aliases:
    - US_PrudentialMarginRules
  SEC:
    text: SEC
    description: Margin requirements adopted by the U.S. Securities and Exchange Commission
      pursuant to Exchange Act 15F(e).
    aliases:
    - SEC_MarginRules
  Singapore:
    text: Singapore
    description: Guidelines on Margin Requirements for Non-centrally Cleared OTC Derivatives
      Contracts issued by the Monetary Authority of Singapore (MAS) pursuant to section
      321 of the Securities and Futures Act, Chapter 289 of Singapore.
    aliases:
    - SingaporeMarginRules
  Switzerland:
    text: Switzerland
    description: Margin rules adopted by the Swiss Federal Council pursuant to Article
      110-111 of the Financial Market Infrastructure Act as well as Articles 100 to
      107 and Annexes 3 to 5 of the Financial Market Infrastructure Ordinance.
    aliases:
    - SwitzerlandMarginRules
  Brazil:
    text: Brazil
    description: The Central Bank of Brazil margin requirements adopted pursuant to
      Resolution no. 4,662, of 25 May 2018, enacted by the National Monetary Council.
    aliases:
    - BrazilMarginRules
  United Kingdom:
    text: United Kingdom
    description: EMIR (including, for the avoidance of doubt, the EMIR RTS) as it
      forms part of UK domestic law by virtue of section 3 of the European Union (Withdrawal)
      Act 2018 (as amended) (the EUWA) (including any amendments made to such legislation
      when it is brought into UK domestic law pursuant to section 8 of the EUWA or
      any regulations made thereunder), and which, for the avoidance of doubt, shall
      be subject to the interpretation provision in Paragraph [11(g)].3.
    aliases:
    - UnitedKingdomMarginRules
  South Africa:
    text: South Africa
    description: the requirements contained in Joint Standard 2 of 2020 made in terms
      of the South African Financial Sector Regulation Act, 2017.
    aliases:
    - SouthAfricaMarginRules
  South Korea:
    text: South Korea
    description: Margin requirements adopted by the Korean Financial Services Commission
      and Financial Supervisory Service pursuant to the Guidelines on Margin Requirements
      for Non-Centrally Cleared OTC Derivatives Transactions, which are expected to
      be incorporated into the Financial Investment Services and Capital Markets Act.
    aliases:
    - SouthKoreaMarginRules
  Hong Kong SFC:
    text: Hong Kong SFC
    description: Part III of Schedule 10 to Code of Conduct for Persons Licensed by
      or Registered with the Securities and Futures Commission of Hong Kong.
    aliases:
    - HongKongSFCMarginRules