Enum: PartyRoleEnum
The enumerated values for the party role. The enumerated values go beyond the FpML partyRoleScheme as they also include elements that are part of the FpML Trade, such as the Barrier Determination Agent and the Hedging Party.
URI: common_domain_model:PartyRoleEnum
Permissible Values
Section titled “Permissible Values”| Value | Meaning | Description |
|---|---|---|
| Accountant | None | Organization responsible for preparing the accounting for the trade |
| AgentLender | None | An agent who lends securities of its principals under stock lending arrangeme… |
| AllocationAgent | None | The organization responsible for supplying the allocations for a trade to be … |
| ArrangingBroker | None | The organization that arranged the trade, i |
| BarrierDeterminationAgent | None | The party specified in the related confirmation as Barrier Determination Agen… |
| BeneficialOwner | None | The party that lends out securities under stock lending arrangements via an A… |
| Beneficiary | None | Organization that suffers the economic benefit of the trade |
| BookingParty | None | The entity for which the organization supporting the trade’s processing has b… |
| Borrower | None | The party that borrows securities under stock lending arrangements |
| Buyer | None | Acquirer of the legal title to the financial instrument |
| BuyerDecisionMaker | None | The party or person who, having legal authority to act on behalf of the trade… |
| Chargor | None | The party that provides credit support under English Law |
| ClearingClient | None | An organization that clears trades through a clearing house, via a clearing b… |
| ClearingExceptionParty | None | A party to the trade that claims a clearing exception, such as an end-user ex… |
| ClearingFirm | None | Organization that submits the trade to a clearing house on behalf of the prin… |
| ClearingOrganization | None | The organization that acts as a central counterparty to clear a derivatives c… |
| Client | None | Client as defined under ESMA MIFIR |
| ClientDecisionMaker | None | The party or person who, having legal authority to act on behalf of a trade c… |
| ConfirmationPlatform | None | Organization serving as a financial intermediary for the purposes of electron… |
| ContractualParty | None | A party to a contractual document |
| CounterPartyAffiliate | None | Organization officially attached to the counterparty |
| CounterPartyUltimateParent | None | The topmost entity or organization, within the corporate hierarchy, responsib… |
| Counterparty | None | An economic counterparty to the trade |
| CreditSupportProvider | None | Organization that enhances the credit of another organization (similar to gua… |
| Custodian | None | Organization that maintains custody of the asset represented by the trade on … |
| DataSubmitter | None | Entity submitting the transaction report to the competent authority |
| DeterminingParty | None | The party referenced is specified in the contract confirmation as Determinati… |
| DisputingParty | None | Organization that is disputing the trade or transaction |
| DocumentRepository | None | A marketplace organization which purpose is to maintain document records |
| ExecutingBroker | None | The (generally sell-side) organization that executed the trade; the price-mak… |
| ExecutingEntity | None | Entity executing the transaction |
| ExecutionAgent | None | The (generally buy-side) organization that acts to execute trades on behalf o… |
| ExecutionFacility | None | The facility, exchange, or market where the trade was executed |
| Guarantor | None | Organization that backs (guarantees) the credit risk of the trade |
| HedgingParty | None | The ISDA Hedging Party that is specified in the related confirmation as Hedgi… |
| Lender | None | The party that lends out securities under stock lending arrangements as princ… |
| MarginAffiliate | None | Margin affiliate as defined by U |
| OrderTransmitter | None | The entity transmitting the order to the reporting firm |
| Pledgor | None | The party that provides credit support under New York Law |
| PrimeBroker | None | The organization that takes on or took on the credit risk for this trade by s… |
| PriorTradeRepository | None | The trade repository at which the trade was reported previous to the current … |
| PTRRServiceProvider | None | The party that acts as either a portfolio compression or portfolio rebalancin… |
| PublicationVenue | None | The reporting service (whether trade repository, market data service, or exch… |
| ReportingParty | None | The party with the regulatory responsibility to report this trade |
| ReportingPartyAffiliate | None | Organization officially attached to the reporting party e |
| ReportingPartyUltimateParent | None | The topmost entity or organization, within the corporate hierarchy, responsib… |
| Seller | None | A counterparty in a trade, which performs in one of the following capacities:… |
| SellerDecisionMaker | None | The party or person who, having legal authority to act on behalf of the trade… |
| SecuredParty | None | The party that receives credit support under New York or English Law |
| SettlementAgent | None | The organization that makes or receives payments on behalf of the given princ… |
| TradeRepository | None | An organization that maintains records of the trade for regulatory reporting … |
| TradeSource | None | The organization that originally supplied the record of the trade |
| TradingManager | None | The entity responsible for managing the assets/investments of this party |
| TradingPartner | None | An entity with which this party trades from time to time, ie |
| TripartyAgent | None | A third party entity that acts as an intermediary and provides automated clea… |
| ThirdPartyCustodian | None | A third-party providing custody, settlement, segregation and reporting servic… |
Identifier and Mapping Information
Section titled “Identifier and Mapping Information”Schema Source
Section titled “Schema Source”- from schema: https://w3id.org/lmodel/common-domain-model
LinkML Source
Section titled “LinkML Source”name: PartyRoleEnumdescription: The enumerated values for the party role. The enumerated values go beyond the FpML partyRoleScheme as they also include elements that are part of the FpML Trade, such as the Barrier Determination Agent and the Hedging Party.from_schema: https://w3id.org/lmodel/common-domain-modelrank: 1000permissible_values: Accountant: text: Accountant description: Organization responsible for preparing the accounting for the trade. AgentLender: text: AgentLender description: An agent who lends securities of its principals under stock lending arrangements. AllocationAgent: text: AllocationAgent description: The organization responsible for supplying the allocations for a trade to be allocated to multiple accounts/organizations. ArrangingBroker: text: ArrangingBroker description: 'The organization that arranged the trade, i.e. brought together the counterparties. Synonyms/Alternatives: Inter-dealer broker, agent.' BarrierDeterminationAgent: text: BarrierDeterminationAgent description: The party specified in the related confirmation as Barrier Determination Agent. BeneficialOwner: text: BeneficialOwner description: The party that lends out securities under stock lending arrangements via an Agent Lender. Beneficiary: text: Beneficiary description: Organization that suffers the economic benefit of the trade. The beneficiary may be distinct from the principal/counterparty - an example occurs when a hedge fund trades via a prime broker; in this case the principal is the prime broker, but the beneficiary is the hedge fund. This can be represented as a payer/receiver account in the name of the hedge fund, but it is also possible to add the party role of 'Beneficiary' at the partyTradeInformation level. BookingParty: text: BookingParty description: The entity for which the organization supporting the trade's processing has booked/recorded the trade. This is used in non-reporting workflows situations in which the trade doesn\'t need to be reported but a firm still wants to specify their own side. Borrower: text: Borrower description: The party that borrows securities under stock lending arrangements. Buyer: text: Buyer description: Acquirer of the legal title to the financial instrument. In the case of an option, the buyer is the holder of the option. In the case of a swap or forward, the buyer will be determined by industry best practice. This does not refer to an investor or investment manager or other organization on what is typically called the 'Buy side'; for that, see the 'Client' role. Corresponds to 'Buyer' as defined in certain regulations such as ESMA MiFID II/MIFIR RTS 22 field 9. BuyerDecisionMaker: text: BuyerDecisionMaker description: The party or person who, having legal authority to act on behalf of the trade counterparty acting as Buyer as defined in this coding scheme, made the decision to acquire the financial instrument. Corresponds to 'buyer decision maker' as defined in ESMA\'s MIFIR RTS 23 report. This does not refer to the decision maker for what is traditionally called the 'Buy side'; for that, see the 'Client Decision Maker' role. Chargor: text: Chargor description: The party that provides credit support under English Law. ClearingClient: text: ClearingClient description: An organization that clears trades through a clearing house, via a clearing broker (member of the clearing house) who acts as an agent on its behalf. The term 'client' refers to the organization\'s role in the clearing process in relation to its clearing broker, and not whether it is a price maker or taker in the execution process. ClearingExceptionParty: text: ClearingExceptionParty description: A party to the trade that claims a clearing exception, such as an end-user exception under Dodd-Frank Act provisions. ClearingFirm: text: ClearingFirm description: 'Organization that submits the trade to a clearing house on behalf of the principal. Synonyms/alternates: Futures Commission Merchant (FCM), Clearing Broker, Clearing Member Firm. Some implementations use ''Clearing Broker'' as synonym.' ClearingOrganization: text: ClearingOrganization description: The organization that acts as a central counterparty to clear a derivatives contract. This is used to represent the role of Central Counterparties (CCPs) or Derivative Clearing Organizations (DCOs). Sometimes called 'ClearingService'. Some implementations also use the term 'Clearer'. Client: text: Client description: Client as defined under ESMA MIFIR. This is generally the investor or other client of an investment firm, and is synonymous with the Beneficiary in many circumstances. ClientDecisionMaker: text: ClientDecisionMaker description: The party or person who, having legal authority to act on behalf of a trade counterparty, made the decision to acquire or sell the financial instrument. ConfirmationPlatform: text: ConfirmationPlatform description: Organization serving as a financial intermediary for the purposes of electronic confirmation or providing services for post-processing of transactional data. ContractualParty: text: ContractualParty description: A party to a contractual document. If the intended usage relates to the context of the trade lifecycle, more specific annotations have been defined which might be more appropriate. CounterPartyAffiliate: text: CounterPartyAffiliate description: Organization officially attached to the counterparty. e.g. partner, branch, subsidiary. CounterPartyUltimateParent: text: CounterPartyUltimateParent description: The topmost entity or organization, within the corporate hierarchy, responsible for the reporting party. Counterparty: text: Counterparty description: 'An economic counterparty to the trade. Synonym: principal.' CreditSupportProvider: text: CreditSupportProvider description: Organization that enhances the credit of another organization (similar to guarantor, but may not fully guarantee the obligation). Custodian: text: Custodian description: Organization that maintains custody of the asset represented by the trade on behalf of the owner/principal. DataSubmitter: text: DataSubmitter description: Entity submitting the transaction report to the competent authority. DeterminingParty: text: DeterminingParty description: The party referenced is specified in the contract confirmation as Determination Party. DisputingParty: text: DisputingParty description: Organization that is disputing the trade or transaction. DocumentRepository: text: DocumentRepository description: A marketplace organization which purpose is to maintain document records. If the intended usage relates to the context of the trade lifecycle, more specific annotations have been defined which might be more appropriate. ExecutingBroker: text: ExecutingBroker description: The (generally sell-side) organization that executed the trade; the price-making party. ExecutingEntity: text: ExecutingEntity description: Entity executing the transaction. If the transaction is executed directly by the reporting party, it will be the reporting party. If it is executed by an execution agent or an affiliated party on behalf of the reporting party, it will be that affiliate or agent. ExecutionAgent: text: ExecutionAgent description: The (generally buy-side) organization that acts to execute trades on behalf of an investor. Typically this is an investment manager or asset manager, and also makes the investment decisions for the investor. If required, a separate InvestmentDecision role can be specified to distinguish that the party making the investment decision is different. ExecutionFacility: text: ExecutionFacility description: 'The facility, exchange, or market where the trade was executed. Synonym: Swap Execution Facility, Designated Contract Market, Execution Venue.' Guarantor: text: Guarantor description: Organization that backs (guarantees) the credit risk of the trade. HedgingParty: text: HedgingParty description: The ISDA Hedging Party that is specified in the related confirmation as Hedging, or if no Hedging Party is specified, either party to the contract. Lender: text: Lender description: The party that lends out securities under stock lending arrangements as principal. MarginAffiliate: text: MarginAffiliate description: Margin affiliate as defined by U.S. margin and capital rules §23.151. OrderTransmitter: text: OrderTransmitter description: 'The entity transmitting the order to the reporting firm. Synonym: Transmitting Firm.' Pledgor: text: Pledgor description: The party that provides credit support under New York Law. PrimeBroker: text: PrimeBroker description: The organization that takes on or took on the credit risk for this trade by stepping in between the two economic parties (without a central counterparty clearing mechanism). PriorTradeRepository: text: PriorTradeRepository description: The trade repository at which the trade was reported previous to the current trade repository. PTRRServiceProvider: text: PTRRServiceProvider description: The party that acts as either a portfolio compression or portfolio rebalancing service provider, as defined under ESMA MIFIR PublicationVenue: text: PublicationVenue description: The reporting service (whether trade repository, market data service, or exchange/facility/venue data distribution service) that published the report of this trade. ReportingParty: text: ReportingParty description: The party with the regulatory responsibility to report this trade. ReportingPartyAffiliate: text: ReportingPartyAffiliate description: Organization officially attached to the reporting party e.g. partner, branch, subsidiary. ReportingPartyUltimateParent: text: ReportingPartyUltimateParent description: The topmost entity or organization, within the corporate hierarchy, responsible for the reporting party. Seller: text: Seller description: 'A counterparty in a trade, which performs in one of the following capacities: 1) it transfers or agrees to transfer in the future an instrument or title to that instrument in exchange for payment, 2) it writes a derivatives instrument such as an option or a swap in which it provides risk protection to the buyer. This does not refer to the broker/dealer or other organization on what is typically called the ''Sell side''; for that, see the ''Executing Broker'' role. Corresponds to ''Seller'' as defined in certain regulations such as ESMA MiFID II/MIFIR RTS 22 field 16.' SellerDecisionMaker: text: SellerDecisionMaker description: The party or person who, having legal authority to act on behalf of the trade counterparty acting as Seller as defined in this coding scheme, made the decision to sell the financial instrument. Corresponds to 'seller decision maker' as defined in ESMA\'s MIFIR RTS 23 report. This does not refer to the decision maker for what is traditionally called the 'Sell side'; for that, see the 'Trader' person role. SecuredParty: text: SecuredParty description: The party that receives credit support under New York or English Law. SettlementAgent: text: SettlementAgent description: The organization that makes or receives payments on behalf of the given principal party. TradeRepository: text: TradeRepository description: An organization that maintains records of the trade for regulatory reporting purposes. TradeSource: text: TradeSource description: The organization that originally supplied the record of the trade. In the context of regulatory reporting, it is the submitter of the trade record to a regulator or TR. TradingManager: text: TradingManager description: 'The entity responsible for managing the assets/investments of this party. Synonym: Asset Manager, Investment Manager, Trading Advisory.' TradingPartner: text: TradingPartner description: An entity with which this party trades from time to time, ie. with which it acts as a counterparty on some transactions. This role is used for static reference data, not individual transactions. TripartyAgent: text: TripartyAgent description: A third party entity that acts as an intermediary and provides automated clearing, settlement, allocation, valuation and reporting services. ThirdPartyCustodian: text: ThirdPartyCustodian description: A third-party providing custody, settlement, segregation and reporting services.